Identifying complementary and alternative medicine recommendations for insomnia treatment and care: a systematic review and critical assessment of comprehensive clinical practice guidelines.
研究设计
- 研究类型
- systematic review
- 样本量
- 17
- 研究人群
- Adults with insomnia (as covered in 17 clinical practice guidelines)
- 干预措施
- Identifying complementary and alternative medicine recommendations for insomnia treatment and care: a systematic review and critical assessment of comprehensive clinical practice guidelines. various
- 对照组
- standard care or no treatment
- 主要结局
- insomnia management (CAM recommendations in clinical practice guidelines)
- 效应方向
- Mixed
- 偏倚风险
- Moderate
摘要
BACKGROUND: There is a need for evidence-informed guidance on the use of complementary and alternative medicine (CAM) for insomnia because of its widespread utilization and a lack of guidance on the balance of benefits and harms. This systematic review aimed to identify and summarize the CAM recommendations associated with insomnia treatment and care from existing comprehensive clinical practice guidelines (CPGs). The quality of the eligible guidelines was appraised to assess the credibility of these recommendations. METHODS: Formally published CPGs incorporating CAM recommendations for insomnia management were searched for in seven databases from their inception to January 2023. The NCCIH website and six websites of international guideline developing institutions were also retrieved. The methodological and reporting quality of each included guideline was appraised using the AGREE II instrument and RIGHT statement, respectively. RESULTS: Seventeen eligible GCPs were included, and 14 were judged to be of moderate to high methodological and reporting quality. The reporting rate of eligible CPGs ranged from 42.9 to 97.1%. Twenty-two CAM modalities were implicated, involving nutritional or natural products, physical CAM, psychological CAM, homeopathy, aromatherapy, and mindful movements. Recommendations for these modalities were mostly unclear, unambiguous, uncertain, or conflicting. Logically explained graded recommendations supporting the CAM use in the treatment and/or care of insomnia were scarce, with bibliotherapy, Tai Chi, Yoga, and auriculotherapy positively recommended based on little and weak evidence. The only consensus was that four phytotherapeutics including valerian, chamomile, kava, and aromatherapy were not recommended for insomnia management because of risk profile and/or limited benefits. CONCLUSIONS: Existing guidelines are generally limited in providing clear, evidence-informed recommendations for the use of CAM therapies for insomnia management due to a lack of high-quality evidence and multidisciplinary consultation in CPG development. More well-designed studies to provide reliable clinical evidence are therefore urgently needed. Allowing the engagement of a range of interdisciplinary stakeholders in future updates of CPGs is also warranted. SYSTEMATIC REVIEW REGISTRATION: https://www.crd.york.ac.uk/prospero/display_record.php?RecordID=369155, identifier: CRD42022369155.
简要概述
Existing guidelines are generally limited in providing clear, evidence-informed recommendations for the use of CAM therapies for insomnia management due to a lack of high-quality evidence and multidisciplinary consultation in CPG development.
全文
1. Background
Insomnia remains the most prevalent sleep complaint and is a major public health concern (
Cognitive-behavioral therapy for insomnia (CBTi) is considered the frontline insomnia treatment with well-established efficacy (
Despite the increased demand and prevalence of CAM use, conventional healthcare practitioners receive little to no specialized and systematic education or training in respect to CAM (
2. Materials and methods
2.1. Registration and eligibility criteria
The approaches employed for the present systematic review were consistent with the guidelines detailed on
2.2. Data sources and searches
Following consultation with a professional librarian with a health science background who assisted in development of the overall search strategy, we used filters to reliably identify relevant CPGs, and undertook a comprehensive search of three English electronic databases and four Chinese electronic databases—AMED: Allied and Complementary Medicine Database, EMBASE (via OVID), MEDLINE (via PubMed), Chongqing VIP database (CQVIP), Wanfang database, China National Knowledge Infrastructure (CNKI), and China biomedical literature service system (SinoMed)—from their launch through to January 2023. The search strategies (
2.3. Selection of CPGs and data extraction
Two screeners (PJ-X and FY-Z) independently screened the titles and abstracts for eligibility by using the Rayyan (
2.4. Quality appraisal of CPGs
2.4.1. Methodological quality appraisal
The methodological quality of the included CPGs was critically assessed by four independent appraisers (QQ-F, WJ-Z, YM-W, and FY-Z) using the Appraisal of Guidelines Research and Evaluation (2nd version; AGREE II) instrument (
2.4.2. Reporting quality appraisal
The Reporting Items for practice Guidelines in Healthcare (RIGHT) checklist was adopted to evaluate the reporting quality of included CPGs by two independent appraisers (WJ-Z and YM-W) (
2.5. Data synthesis
We calculated the mean score and the standard deviation of all included CPGs in each domain of AGREE II instrument, which contributes to an overall understanding of the average level of quality of CPGs in each dimension. Likewise, we calculated the reporting rate for all included CPGs in each item of the RIGHT checklist to understand in which dimensions CPGs usually report completely/incompletely. A stacked polar chart and a clustered bar chart were adopted to visualize the assessment results from the AGREE II instrument and the RIGHT checklist, respectively. The Origin Pro (Version 2022), Microsoft Office Excel (Version 2021), Microsoft Office PowerPoint (Version 2021) were used to create these two figures. Given the AGREE II instrument was rated by four assessors separately, we introduced the Intraclass Correlation Coefficients (ICCs) with 95% confidence intervals to measure the agreement across all assessors for each item of AGREE II and thus appraise inter-rater reliability. Such data can also reflect the credibility of the assessment results of AGREE II from the side. The ICCs statistics were run using SPSS software (Version 26.0) with the reliability analysis module. The strength of agreement for ICC point estimates was considered poor (0.01 – 0.20), fair (0.21 – 0.40), moderate (0.41 – 0.60), good (0.61 – 0.80), or excellent (0.81 – 1.00) (
In addition, we built a bubble plot using Origin Pro to show the overall quality of each included CPG comprehensively, with the Y-axis denoting the global scores of the AGREE II and X-axis denoting the average reporting rate of the RIGHT checklist. Accordingly, all included CPGs were divided into three clusters: high-quality CPG (80 ≤
3. Results analysis
3.1. CPGs selection
A total of 5,594 works were identified using our search strategy in the initial search. After removal of the duplicates and literatures with unrelated titles/abstract in the preliminary screening process, 38 CPGs were found. Followed by a further careful full-text screening, 21 CPGs were excluded, and the remaining 17 CPGs eventually met the predefined criteria (
3.2. CPGs characteristics
The features of the 17 included CPGs are extracted and summarized in
Whilst all CPGs focused on adult insomnia, target populations varied across these guidelines. Classified by the type of insomnia, two CPGs were designed for insomnia in cancer survivors (
In 13 included CPGs, the diagnostic criteria for insomnia were referenced from recognized diagnostic manuals (e.g., ICD-10, DSM-IV, DSM-V, and ICSD-3). Of the remaining four CPGs, the diagnostic criteria for insomnia in two CPGs were defined by the consensus of the experts involved in the development of such CPG (
Six of the 17 CPGs were developed based on evidence only (
The 17 included CPGs involved a total of 10 grading systems adopted to quantify the level of evidence and the strength of recommendation. Of these, seven CPGs used the GRADE system; three CPGs used the original or modified
3.3. Quality of CPGs
3.3.1. Methodological quality of CPGs
There was good to excellent inter-rater reliability (IRR) across the four appraisers in methodological quality assessment, with the overall ICCs statistics varying from 0.73 [95% CI (0.54–0.88),
With regards to scaled domain percentages of CPGs, “Scope and purpose” domain achieved the highest average score (75.0 ± 11.1%), suggesting that the overall objectives, health questions, and population for whom the CPG was meant to apply were well-defined except for the two included CPGs that scored < 60% (
The lowest average score appeared in the “Applicability” domain (33.8 ± 11.9%). Without detailed descriptions of facilitators and barriers to the CPG utilization, direct advice and/or tools supporting the implementation of the recommendations, and/or information concerning monitoring and/or auditing criteria, fourteen CPGs (82.4%) received lower scores in this domain compared to other domains. Only three CPGs relatively adequately addressed the resource implications of implementing the recommendations (
The “Stakeholder involvement” (58.2 ± 13.2%) and the “Rigor of development (55.6 ± 19.3%)” were two domains with scores slightly below the average scores of all six domains (58.3 ± 12.4%). In “Stakeholder involvement” domain, target users in most CPGs were typically well-defined. These guidelines usually provided thorough details in reference to the characteristics of the guideline development panel members, including their names, professions, and institutional affiliations. However, few CPGs tried to seek the views and preferences of the target population through reasonable strategies and/or detailed this information. Because of overall methodological rigor, two CPGs (
3.3.2. Reporting quality of CPGs
In the light of the RIGHT checklist, the overall reporting rate of the 17 included CPGs ranged from 42.9 to 97.1%. Nearly half of the CPGs (
Of the seven domains, the three with the highest reporting rate were, in descending order, “Basic information” (78.4%), “Background” (75.7%), and “Evidence” (69.4%) domain. The “Review and quality assurance” domain showed the lowest reporting rate (53.0%). Five items had significant reporting deficiencies (reporting rate ≤ 30%), namely 1b (year of publication; 17.6%), 10b (selection and sequencing of outcomes; 23.5%), 14a (values/preferences of the target population; 23.5%), 14b (cost and resource implications; 29.4%), 14c (other factors associated with the recommendations formulation; 17.6%). Six items (i.e., 1a, 1c, 6, 7a, 13a, and 20) were completely reported in all reviewed CPGs (
3.3.3. Overall quality of CPGs
In accordance with the bubble plot, three CPGs (
3.4. Recommendations of CAM
In
There were nine nutritional or natural product-related therapies, namely, valerian, chamomile, kava, hops, melissa, passiflora, tart cherry juice, melatonin, and Chinese herbal medicine (CHM). Amongst them, none of the CPGs positively endorsed the utilization of valerian, chamomile, kava, hops, melissa, passiflora, or tart cherry juice due to insufficient high-quality evidence supporting efficacy and safety. One CPG strongly opposed the use of kava not only because it had no benefit for insomnia, but there was a known risk for acute fatal liver toxicity with kava (
Three types of mindful movements were mentioned in the included CPGs. One CPG each recommended Tai Chi (
Amongst physical CAM modalities, there were no CPGs positively recommending the utlization of either massage or foot reflexology. The recommendations on acupoints-based therapy were contradictory across different CPGs. It was endorsed in one CPG (
Amongst psychological CAM modalities, neither mindfulness nor music therapy was recommended by any CPGs. The bibliotherapy, defined as the guided use of reading for therapeutic aims, was recommended in one CPG (
Homeopathy and/or aromatherapy were included in four CPGs with two considering the therapies unclear/uncertain (
On the basis of the information provided in
The three most frequently mentioned modalities in the CPGs were, in order, melatonin, valerian, and acupoints-based therapy. Eight modalities (i.e., melissa, hops, passiflora, tart cherry juice, bibliotherapy, foot reflexology, and Qigong) were only mentioned once.
Although almost all included CPGs that did not provided definitive recommendations (or stated “neither for nor against”), they acknowledged that these CAM therapies might have potential benefits; however, the original studies underlying this evidence were methodologically poor (as noted by the authors of the meta-analyses) and thus it is difficult to reach clear and unambiguous conclusions (explicitly graded recommendations for or against the CAM use). Furthermore, none of the CPGs included recommendations to enquire about and document CAM use.
4. Discussion
4.1. Summary of findings
In the existing CPGs for insomnia treatment and/or care, CAM recommendations are distributed across five categories of CAM involving 22 therapies or products. Most recommendations are unclear, uncertain, conflicting, or “neither for nor against;” explicitly graded recommendations supporting the CAM use were scarce. Most of the included CPGs (
The reporting quality of the 17 included CPGs was moderate to high (reporting rate from 42.9 to 97.1%). Of all these CPGs, 13 were further rated as moderate to high in methodological quality. Of the 22 CAM modalities involved in the available CPGs, CHM, biofeedback, and light therapy were not bestowed any negative recommendations and were positively recommended by at least one CPG. However, the CPGs that provided such positive recommendations were rated as low quality in methodology. Of the CPGs rated as moderate to high quality overall, only bibliotherapy, Tai Chi, Yoga, and auriculotherapy were positively recommended.
It is slightly unfortunate that the aforementioned evidence could only be viewed as indirect rather than direct because the quality appraisal was performed for the entire CPG rather than the CAM section of the CPG. Hence, the development of a standardized and credible instrument to measure the quality of the CAM component of comprehensive guideline under current research topic is urgently warranted.
Taken together, the existing CPGs are generally conservative and cautious toward the application of CAM approaches for insomnia treatment and/or care.
4.2. Strengths, limitations, and comparison with previous systematic reviews
To the best of our current knowledge, this is the first systematic review comprehensively collecting the CAM recommendations for insomnia management from the existing CPGs as well as critically appraising the methodology and reporting quality of those CPGs. The 17 included CPGs developed by panels over a fairly diverse geographic distribution, covering North America, South America, Europe, and Asia, reflecting the diversity and representativeness of the guidelines source (
Two previous systematic reviews within the same theme were published in 2016 (
Despite the strict implementation adherence to PRISMA, the current review was not without its limitations. First, the review was restricted to CPGs published in English or Chinese. Given many traditional medicine systems originate from regions of the world other than China or where English is not commonly spoken (e.g., Korea, Japan, or Iran, etc.), it is likely that there are relevant CPGs published in other languages with significant CAM recommendations that may have affected our current findings or led to different conclusions. Second, to reduce the heterogeneity across the included CPGs and enhance the applicability of our findings, only comprehensive CPG were included and assessed, and the CPG focusing on one or more specific CAM modalities were excluded. During the screening stage, at least five of the retrieved CPGs regarding traditional Chinese medicine (TCM) management for primary or secondary/comorbid insomnia were excluded (
4.3. Interpretation of the current findings
The purpose of this systematic review was to identify the quantity and assess the quality of CAM recommendations in existing CPGs for insomnia management. Such information is believed to facilitate clinical practitioners, particularly those without CAM education and training experience to identify available, applicable and reliable CAM resources base therapy decisions or evidence-informed referrals upon (
At least 10 included CPGs directly illustrated that contradictory or low-quality evidence from meta-analyses or original trials hindered the construction/generation of reliable CAM recommendations (
Regrettably, none of the reviewed CPGs included recommendations enquiring about and/or documenting CAM use. This represents a major missed opportunity to invite patients to participate in shared decision-making about appropriate use of CAM, equip doctors and nurses with knowledge about CAM and evidence for them, and to provide person-centered care where there is an illustrated benefit (
During the literature screening process, one CPG (
4.4. Implications for CPG development/updates and CAM clinical practice
4.4.1. Implications for CPG development/updates
The CPGs aim to bridge the gap between research evidence and clinical practice and should thereby be developed using the most rigorous methodology (
A critical research gap of concern is a lack of established instrumentation that can be used to assess the CAM sections within the comprehensive CPGs. Furthermore, whilst specialized CAM CPGs were not included in this review, the existing tools [AGREE II instrument (
We are also aware that most of the included CPGs were developed by the medical societies/associations (
4.4.2. Implications for CAM clinical practice
As a previous study highlighted, the quality evaluation scores of a CPG could not represent how it had affected clinical practice in the years following its publication (
Of course, it is undeniable that the current evidence of the effectiveness and safety associated with CAM is mixed, with some modalities remaining controversial (
Whilst existing CPGs have provided recommendations for 22 CAM therapies, there were still some other modalities which also showed potential in insomnia management that have not been reported. These modalities included but were not limited to pharmacological/non-pharmacological approaches in Ayurveda (e.g., Vishnukranta, Insomrid Tablet, and Shirodhara, etc.) (
5. Conclusions
Despite the popularity of CAM use in insomnia management, existing CPGs were conservative and cautious in recommending the utilization of these therapies. The lack of adequate high-quality clinical evidence and a lack of a multidisciplinary development panel possibly underlie this position. The only consensus was that valerian, chamomile, kava, and aromatherapy were not recommended for the treatment and care of insomnia because of their proven risks and/or very limited benefits. To avoid the continued utilization of potentially harmful CAM modalities, and/or the underuse of beneficial CAM modalities, performing more stringently designed trials that can produce high-quality evidence and thus facilitate CPGs to develop clear (pro or con) recommendations for specific CAM therapy are required. Engaging a range of stakeholders including clinicians, CAM practitioners, epidemiologists, methodologists, health economist, consumers, etc. in future updates of CPGs are also warranted. The lack of comprehensive recommendations for healthcare service providers to enquire about CAM use by their customers represents a great missed opportunity for shared decision-making. Therefore, inclusion of recommendations to enquire about and document CAM use in future updates/new development of CPGs is also suggested. In addition, the development of a measurement specifically applicable to evaluate the quality of CAM recommendations in comprehensive CPGs is urgently needed. It is also required to be used in combined with AGREE II instrument and RIGHT checklist as a pathway to improve the overall quality of comprehensive CPGs that contain a CAM section.
Data availability statement
The original contributions presented in the study are included in the article/
Author contributions
F-YZ: conceptualization, investigation, methodology, formal analysis, data curation, literature quality assessment, and writing—original draft. PX: conceptualization, investigation, methodology, and data curation. GK: conceptualization and writing—review and editing. RC and ZZ: writing—review and editing and project administration. W-JZ and Y-MW: investigation and literature quality assessment. Q-QF: investigation, methodology, validation, formal analysis, data curation, and data visualization. All authors contributed to the article and approved the submitted version.
图表
Flow diagram of the study selection process.
Global AGREE II scores by domain across 17 clinical practice guidelines.
Overall reporting rate of by RIGHT items across 17 clinical practice guidelines.
Grading and analysis of overall quality across 17 clinical practice guidelines.
Summary of CAM recommendations in each clinical practice guideline. +/green = recommendations supporting the therapy use; -/red = recommendations against the therapy use; 0/yellow = recommendations unclear, uncertain, conflicting, or “neither for nor against”; N/A/gray = no recommendations provided. The quality of CPGs assessed based on according to AGREE II instrument (H, high; M, moderate; L, low). CHM, Chinese herbal medicine; TCJ, tart cherry juice; Acup, acupuncture; AT, auriculotherapy; Acupoints-based therapy includes acupuncture, acupressure, moxibustion, auricular therapy, etc.
表格
Table 1
Characteristics of the eligible clinical practice guidelines.
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| Artiach et al. ( | Both EB and CB | General | DSM-IV-TR | Spain | NHSIC | Original | Yes | Medline, Embase, PsycINFO, CINAHL, Cochrane Plus, DARE, HTA, Clinical Evidence, INAHTA, NHS EED, CINDOC in Spanish, English and French | Yes | NR | Carlos III, HTAULEA | Melatonin, valerian, acupuncture, and bibliotherapy |
| Baker et al. ( | EB | Middle-aged to older adults (≥45) | NR | USA | SN-UTA | Original | Yes | Medline, PubMed, CINAHL Plus, Cochrane, PsycINFO, and PsycARTICLES | Yes | 2000–2014 | Family Nurse Practitioner Program (SN-UTA) | Melatonin, valerian, Tai Chi, acupuncture, acupressure, light therapy, massage, yoga, and tart cherry juice |
| Bloom et al. ( | EB | Elderly (≥65) | Have difficulty falling asleep/staying asleep ≥ 1 month + causes impairment in daytime functioning | USA | Third conference of ILC | Original | Yes | PubMed, CDSR, NGC, CRD/HTAD | NR | NR | NR | Tai Chi, acupressure |
| Choi et al. ( | Both EB and CB | General | ICSD and DSM-V | Korea | KNA | Original | Yes | PubMed, EMBASE + various medical guideline website (e.g., NGC, NICE, GIN, etc.) | NR | 2015–2020 | KNA | Valerian and melatonin |
| Denlinger et al. ( | Both EB and CB | Cancer survivors | [Have difficulty in falling asleep and/or maintaining sleep ≥ 3 times per week] ≥ 4 weeks, accompanied by distress | USA | NCCN | Updated | Yes | NR | NR | NR | NCCN | Valerian and melatonin |
| Devlin et al. ( | Both EB and CB | ICU patients | NR | USA | ACCM | Updated | Yes | PubMed, EMBASE, Cochrane, CINAHL, and WOS | Yes | 1990–Oct 2015 | NIA, NHLBI, AZP | Melatonin, music therapy, aromatherapy, and acupressure |
| Edinger et al. ( | Both EB and CB | General | ICSD-3 and DSM-V | USA | AASM | Updated | Yes | PubMed, PsycINFO | Yes | - Jan 2017 | AASM | Biofeedback and mindfulness |
| Han et al. ( | Both EB and CB | General | ICSD-3 | China | CSRS | Original | Yes | PubMed, EMBASE, Cochrane, CNKI, and WanFang | NR | July 1999–Dec 2015 | NR | Melatonin, light therapy, biofeedback, music therapy, CHM, and acupuncture |
| Howell et al. ( | Both EB and CB | Cancer survivors | ICSD and DSM-IV | Canada | CAPO and CPAC | Original | Yes | MEDLINE, EMBASE, PsycINFO, HealthStar, Cochrane, CPACICG, GIN, AASM, NGC, NICE, SIGN, NCCN, and PGOs | Yes | 2004–June 2012 | Health Canada | Melatonin, valerian, massage, yoga, aromatherapy, music therapy, acupuncture, and homeopathy |
| Leopando et al. ( | EB | General | DSM-IV | Philippines | M-UP | Original | Yes | MEDLINE, OVID, and internet resources | NR | 1966–2002 | NR | Melatonin |
| Mysliwiec et al. ( | EB | VA and DoD patients | DSM-IV | USA | V/DEBP | Original | Yes | PubMed, MEDLINE, CDSR, EMBASE (Excerpta Medica), PsycINFO, and DARE | Yes | Jan 2008–May 2018 | DCI-ADATP | Mindfulness meditation, auriculotherapy, acupuncture, Tai Chi, yoga, Qigong, valerian, chamomile, kava, and melatonin |
| Pinto et al. ( | EB | General | ICSD-2 and DSM-IV | Brazil | BSA | Original | Yes | NR | NR | NR | NR | Valerian |
| Qaseem et al. ( | EB | General | ICSD-3 and DSM-V | USA | ACP | Original | Yes | MEDLINE, EMBASE, CENTRAL, PsycINFO bibliographic databases | NR | 2004–Sept 2015 | ACP operating budget | Melatonin, acupuncture, and CHM |
| Riemann et al. ( | Both EB and CB | General | ICSD-3 and ICD-10 | Germany | ESRS | Original | Yes | PubMed, Cochrane, journal (Sleep Medicine Reviews) | Yes | Jan 1966–June 2016 | ESRS | Melatonin, valerian, chamomile, kava, hops, melissa, passiflora, acupuncture, moxibustion, aromatherapy, foot reflexology, homeopathy, yoga, light therapy, and mindfulness |
| Sateia et al. ( | Both EB and CB | General | ICSD-3 | USA | AASM | Updated | yes | PubMed | yes | - Jan 25th, 2016 | AASM | valerian, melatonin |
| Schutte-Rodin et al. ( | Both EB and CB | General | ICSD-2 | USA | AASM | Original | Yes | MEDLINE | NR | 1999–Oct 2006 | No industry support | Valerian, melatonin, and biofeedback |
| Zhang et al. ( | Both EB and CB | General | ICSD-3 and DSM-V | China | CMA | Updated | Yes | NR | NR | Jan 2012–Aug 2017 | NR | Melatonin, light therapy, biofeedback, aromatherapy, massage, homeopathy, and CHM |
Table 2
Grading systems adopted in the included clinical practice guidelines.
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| GRADE | High, Moderate, Low, and Very low | Strong, Weak | 7 | ( |
| AASM | 1, 2, 3 | Standard, Guideline, Option, Consensus | 2 | ( |
| Modified AASM | I, II, III, IV, V | Standard, Guideline, Option, not recommended | 1 | ( |
| SIGN | 1 ++, 1 +, 1 -, 2 ++, 2 +, 2 -, 3, 4 | A, B, C, D (+ √2, Q) | 1 | ( |
| NCCN | Poor, Low, Average, Good, and High | 1, 2A, 2B, 3 | 1 | ( |
| AGS Panel | I, II, III | A, B, C, D, E | 1 | ( |
| Canadian Medical Association systema | Good, Fair, Poor | A, B, C, D, E | 1 | ( |
| NGC | N/A | A, B, C | 1 | ( |
| CMAb | 1, 2, 3, 4 | I, II, III, IV | 1 | ( |
| USPSTF ratings | High, Moderate, Low | A, B, C, D, I | 1 | ( |
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